Articles Tagged with Gary Martin

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Martin (Martin), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on May 21, 2022.

Client alleges that Advisor did not follow his verbal instructions to immediately replenish his spending fund to $160,000 after a $80,000 withdraw was made, resulting in a larger sale of assets at a price lower than if the sale had occurred as discussed. The activity occurred between April 13, 2022 and July 10, 2022.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Martin (Martin), currently associated with Vanguard Marketing Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Martin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,000.00 on May 21, 2022.

Client alleges that Advisor did not follow his verbal instructions to immediately replenish his spending fund to $160,000 after a $80,000 withdraw was made, resulting in a larger sale of assets at a price lower than if the sale had occurred as discussed. The activity occurred between April 13, 2022 and July 10, 2022.