Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gabriel Tessar (Tessar), currently associated with Trident Partners Ltd., has at least one disclosable event. These events include one customer complaint, alleging that Tessar recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on March 11, 2024.
Customers allege that an investment made during the period of 2012-2014 were inappropriate for the customers investment objectives and risk tolerance.