Articles Tagged with G.f. Investment Services

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Greer (Greer), previously associated with G.f. Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Greer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on February 24, 2022.

Plaintiffs filed complaint alleging violations of the North Carolina Securities Act and North Carolina General Statutes, breach of fiduciary duty, fraud and negligence in connection with allegedly unsuitable recommendations of alternative investments and fixed index annuities between 2012 and 2015. Mr. Greer was specifically named as participating in the recommendations to 5 of the Plaintiffs.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Corey Sunstrom (Sunstrom), previously associated with G.f. Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sunstrom recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on February 24, 2022.

Plaintiffs filed complaint alleging violations of the North Carolina Securities Act and North Carolina General Statutes, breach of fiduciary duty, fraud and negligence in connection with allegedly unsuitable recommendations of alternative investments and fixed index annuities between 2012 and 2015. Mr. Sunstrom was specifically named as participating in the recommendations to 4 of the Plaintiffs.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hobart (Hobart), previously associated with G.f. Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hobart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on February 24, 2022.

Plaintiffs filed complaint alleging violations of the North Carolina Securities Act and North Carolina General Statutes, breach of fiduciary duty, fraud and negligence in connection with allegedly unsuitable recommendations of alternative investments and fixed index annuities between 2012 and 2015.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stuart Boxenbaum (Boxenbaum), previously associated with G.f. Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Boxenbaum recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on August 17, 2023.

Client feels REIT is illiquid and unsuitable for surviving spouse in which the account was inherited.

Contact Information