G.A. Repple & Company

There are Recent Customer Complaints with Broker Joseph Nelson in Firm G. A. Repple & Company

October 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Nelson (Nelson), previously associated with G. A. Repple & Company, has at least one disclosable event. These events include one customer complaint, alleging that Nelson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $25,000.00 on November 11, 2022.

Claimant alleges unsuitable recommendation and failure to disclose material change in business model

Broker Michael Mandarino in G. A. Repple & Company Firm Has Customer Complaint

June 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Mandarino (Mandarino), currently associated with G. A. Repple & Company, has at least one disclosable event. These events include one customer complaint, alleging that Mandarino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on December 21, 2023.

Client, through legal representation, claimed $100,000 in damages resulting from the purchase of several GWG L bonds which resulted in a total loss of principal.

There are Recent Customer Complaints with Broker Paul Witthauer in Firm G. A. Repple & Company

June 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Witthauer (Witthauer), currently associated with G. A. Repple & Company, has at least one disclosable event. These events include one customer complaint, alleging that Witthauer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $125,000.00 on December 28, 2023.

Client requested principal amount of three GWG L bonds totaling $125,000 to be returned to her for purchases made by her late husband in late 2020 & early 2021.

G.A. Repple Advisor Alan Siegel Subject to Regulatory and Customer Complaints

October 15, 2018 | by Staff Attorney

According to BrokerCheck records financial advisor Alan Siegel (Siegel), currently employed by G.A. Repple & Company (GA Repple) has been subject to four customer complaints, one regulatory complaint, and one criminal matter. According to records kept by The Financial Industry Regulatory Authority (FINRA), in July 2018 Siegel was subject to a regulatory complaint by the Massachusetts Securities Division alleging that Siegel published false information on his website and failed to update this information for at least seven years. Siegel drew a $10,000 fine and agreed to submit to heightened supervision.

In July 2018 a customer filed complaint alleging unsuitability, over concentration, and material omissions with respect to a bond purchase and a limited partnership investment in 2007 and a 2015 variable annuity transaction that was not suitable. The claim is currently pending.