Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Freddy Garcia (Garcia), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Garcia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $146,453.23 on July 25, 2022.
Client claims Freddy Garcia did not follow instructions and is asking for $146,453.23 in compensation.”