Securities Lawyers Blog
The law offices of Gana Weinstein LLP are currently investigating claims that Broker Frank Mastrosimone (Mastrosimone) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Mastrosimone was employed by LPL Enterprise, LLC at the time of the activity. If you have been a victim of Mastrosimone’s alleged misconduct our firm may be able to assist you in recovering funds.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on August 04, 2021.
It is alleged that private investment fund was inappropriate for client.