Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Hill (Hill), currently associated with Kestra Investment Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on May 05, 2025.
Claimants allege that the representative misrepresented and recommended an unsuitable life insurance policy to the pension plan. \, Claimants alleged they would have been better served with a securities portfolio instead of the life insurance policy.