Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Frank Barravechia (Barravechia), currently associated with IBN Financial Services, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Barravechia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $348,000.00 on September 12, 2022.
Client claims unsuitable investments and misrepresentation with the purchase of GWG Holdings L Bonds. Alleged activity occurred between 2017 and 2019