Francisco Cabral

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francisco Cabral (Cabral), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cabral recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $150,000.00 on January 12, 2026.

Allegations: unsuitability, misrepresentations and omissions and breach of fiduciary duty. Allegation period: April 16, 2019, the date of the first purchase of Energy 12 to January 12, 2026, the date the SOC was received.

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Francisco Cabral (Cabral) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Cabral was employed by Ameriprise Financial Services, LLC at the time of the activity. If you have been a victim of Cabral’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $450,000.00 on August 27, 2024.

Unsuitability, misrepresentation/omission in connection with Energy 12 and Mutual Funds and forgery in connection with Energy 12. The allegations do include misappropriation, forgery, theft or conversion of funds or securities.

Articles Tagged with Francisco Cabral

There are Recent Customer Complaints with Broker Francisco Cabral in Firm Ameriprise Financial Services, LLC

Broker Francisco Cabral in Ameriprise Financial Services, LLC Firm Has Customer Complaint