Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Francis Donnelly Iii (Donnelly Iii), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Donnelly Iii recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $72,331.00 on November 14, 2023.
Customer alleges RR misrepresented VUL policy sold in 2004.