Four Points Capital Partners LLC Tag Archives

Broker Jeffrey Tooke in Four Points Capital Partners LLC Firm Has Customer Complaint

September 19, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jeffrey Tooke (Tooke), currently associated with Four Points Capital Partners LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Tooke concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $316,769.50 on February 23, 2023.

Tooke was named collectively as a respondent, but not individually, in a customer complaint that asserted the following causes of action: suitability, churning, failure to supervise, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, and omission of facts.

Broker Douglas Magnuson in Four Points Capital Partners LLC Firm Has Customer Complaint

September 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Magnuson (Magnuson), currently associated with Four Points Capital Partners LLC, has at least one disclosable event. These events include one customer complaint, alleging that Magnuson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $316,769.50 on February 23, 2023.

Client lost money between April 2017 through May 2022, and now claims he was not sophisticated enough to know the risks.

Broker Michael Martino in Four Points Capital Partners LLC Firm Has Customer Complaint

September 18, 2025 | by Staff Attorney

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Michael Martino (Martino), currently associated with Four Points Capital Partners LLC, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Martino concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $316,769.50 on February 23, 2023.

Martino was named as a respondent in a customer complaint that asserted the following causes of action: suitability, churning, failure to supervise, breach of fiduciary duty, breach of contract, unauthorized trading, negligence, misrepresentation, and omission of facts.