Founders Financial Securities LLC Tag Archives

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Derickson (Derickson), currently associated with Founders Financial Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Derickson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 13, 2023.

Claimant alleges negligent, improper conduct, breach of contract, breach of fiduciary duty, negligence, negligent supervision,\, and violation of applicable laws and industry rules as it relates to the sale of an illiquid product in a retirement account.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jordan Weinberg (Weinberg), currently associated with Founders Financial Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Weinberg recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $54,937.70 on March 12, 2025.

On or about 3/12/25, Clients requested that RR not renew Brighthouse Shield IRA accounts at anniversary. Clients allege that RR should have moved the accounts to cash on the anniversary and prior to transfer out.

Articles Tagged with Founders Financial Securities LLC

Broker Linda Derickson in Founders Financial Securities LLC Firm Has Customer Complaint

Broker Jordan Weinberg in Founders Financial Securities LLC Firm Has Customer Complaint