Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Flynn Andrew (Andrew), currently associated with Cetera Wealth Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Andrew recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,428.00 on March 15, 2023.
In January of 2022, Mr. Andrew made a recommendation resulting in a tax liability that was not fully disclosed.