Fifth Third Securities

There are Recent Customer Complaints with Broker Edward Engler in Firm Fifth Third Securities, INC.

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Engler (Engler), currently associated with Fifth Third Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Engler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $16,609.38 on July 13, 2022.

Client alleged misrepresentation of product

There are Recent Customer Complaints with Broker Matthew Thompson in Firm Fifth Third Securities, INC.

September 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Thompson (Thompson), currently associated with Fifth Third Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Thompson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $44,000.00 on February 22, 2023.

Customer alleged August 18, 2021 sale of GNMA bond was unsuitable.

There are Recent Customer Complaints with Broker Christopher Hayes in Firm Fifth Third Securities, INC.

July 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Hayes (Hayes), currently associated with Fifth Third Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Hayes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $320,000.00 on June 02, 2025.

Customer alleged sales of CMO/MBS securities were not suitable.

There are Recent Customer Complaints with Broker Brian Adams in Firm Fifth Third Securities, INC.

June 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Adams (Adams), currently associated with Fifth Third Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Adams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $18,935.40 on January 12, 2024.

Client alleged Registered Representative’s liquidation of securities was inconsistent with her direction.

Broker Ryan Stoner in Fifth Third Securities, Inc. Firm Has Customer Complaint

February 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ryan Stoner (Stoner), previously associated with Fifth Third Securities, Inc., has at least one disclosable event. These events include one tax lien, alleging that Stoner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on August 02, 2024.

Respondent Stoner failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.