Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Feraas Suleyman (Suleyman), currently associated with Fifth Third Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Suleyman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on March 24, 2022.
Customer’s initial allegation of excess tax liabilities evolved into a suitability claim. The transaction at issue occurred on January 13, 2021.