Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Felipe Sebe Lopes (Sebe Lopes), currently associated with Efg Capital International, has at least one disclosable event. These events include one customer complaint, alleging that Sebe Lopes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on September 02, 2020.
The customer alleged that he was sold an investment in an unsuccessful project in August 2017.