Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ira Wolfson (Wolfson), currently associated with Evercore Group L.l.c., has at least one disclosable event. These events include one customer complaint, alleging that Wolfson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on September 02, 2025.
The plaintiff alleged that Evercore Group L.L.C. (the “Firm”) and Mr. Wolfson, among others, violated certain provisions of law in connection with the sale of the company.