Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eugene Ziobron (Ziobron), previously associated with American Equity Investment Corporation, has at least one disclosable event. These events include one customer complaint, alleging that Ziobron recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $70,000.00 on August 29, 2022.
Claimant made the following investments in the GWG L-bond: 50,000 in 2016, 10,000 in 2019 and 10,000 in March of 2020. Claimant alleges investment was unsuitable. On 4/20/22, GWG filed for Chapter 11 bankruptcy re-organization. This re-organization is currently pending.