Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erin Wilmer (Wilmer), currently associated with Creativeone Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wilmer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on June 27, 2022.
06/27/2022 The client alleged the financial advisor needs to return all the items she gave her and the $1,500.00.\, $1,500 plus additional unspecified damages. Therefore, the firm cannot make a good faith determination that damages are less than $5,000.00.\, 08/08/2022 After completion of the firm’s investigation, client’s claim was resolved in the amount of $1,500.00.