Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Szczurowski (Szczurowski), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Szczurowski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $200,000.00 on October 14, 2020.
Claimants allege that in 2018, their advisor recommended they purchase unsuitable and high-commission Multi-Index Universal Life insurance policies (“IUL Policies”).