Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Kiblen (Kiblen), currently associated with Purshe Kaplan Sterling Investments, has at least one disclosable event. These events include one customer complaint, alleging that Kiblen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,000.00 on August 23, 2023.
Client alleges unsuitable investments, breach of fiduciary duty and negligence regarding the sale of Griffin Capital REIT II and Northstar Healthcare that was effected in 2015.