Articles Tagged with Eric Garcia

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Garcia (Garcia), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Garcia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $75,000.00 on September 29, 2025.

Claimant alleges Financial Professional misrepresented a REIT by not disclosing it was a risky, illiquid, complex, alternative investment product.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Garcia (Garcia), currently associated with Osaic Institutions, INC., has at least one disclosable event. These events include one customer complaint, alleging that Garcia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $105,000.00 on March 21, 2024.

As a result of Respondent’s failure to conduct due diligence on PBIHL and as a result of\, Respondent’s recommendation of a high-risk speculative product that placed Claimant’s savings\, severely at risk,