Articles Tagged with Equitable Advisors

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Ford (Ford), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Ford recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 27, 2021.

Client alleges RR misrepresented the premiums of an insurance policy sold in 2020.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Nuccetelli (Nuccetelli), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nuccetelli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 18, 2021.

Client verbally complained that some of the terms of his variable annuity purchased in 2014 were not properly disclosed.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Bryan Lubitz (Lubitz), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lubitz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 20, 2025.

Client alleges RR misrepresented the risk and potential return of alternative investments.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Victor Torres (Torres), currently associated with Equitable Advisors, LLC, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Torres recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on December 11, 2025.

Claimants allege unsuitability and misrepresentation by the RR in connection with VUL policies purchased in 2020 and 2021.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lindsey Wedner (Wedner), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Wedner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 31, 2025.

Customer alleges RR misrepresented Variable annuities sold from 2019 to 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stuart Valen (Valen), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Valen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on December 31, 2025.

Customer alleges RR misrepresented VA Annuities sold from 2019 to 2024.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Mead (Mead), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mead recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on July 15, 2021.

Claimant generally alleges suitability, common law fraud, breach of contract, negligence, and breaches of duty and contract.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stefan Sikorski (Sikorski), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sikorski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 09, 2021.

Claimant alleges RR’s recommendation to purchase a life insurance policy in 2020 was unsuitable and misrepresented the benefits and guarantees of the product.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Weirich (Weirich), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Weirich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 29, 2021.

Claimant alleges RR made unsuitable recommendations in the purchase of alternative investments between 2012 and 2014.

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According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Herbert Weith (Weith), previously associated with Equitable Advisors, LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Weith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on October 05, 2021.

Respondent Weith failed to respond to FINRA requests for information.

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