Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Wesley Clark (Clark), currently associated with Enverra Capital LLC, has at least one disclosable event. These events include one customer complaint, alleging that Clark recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on October 29, 2020.
Plaintiff alleged fraud committed by Domaine Hospitality in obtaining a loan. General Clark was co-head of Domaine Hospitality, and it was alleged that he had failed to supervise.