Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Enkofi John (John), previously associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that John recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $26,000.00 on May 12, 2023.
Claimants allege that new account paperwork was completed without their authorization