Articles Tagged with Ele Wealth Advisors

Broker Noel Vincent in Ele Wealth Advisors, INC. Firm Has Customer Complaint

December 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Noel Vincent (Vincent), previously associated with Ele Wealth Advisors, INC., has at least one disclosable event. These events include one customer complaint, alleging that Vincent recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on March 10, 2022.

Claimants allege unsuitable recommendations of alternative investments

Broker Gail Milon in Ele Wealth Advisors, Inc. Firm Has Customer Complaint

March 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gail Milon (Milon), previously associated with Ele Wealth Advisors, Inc., has at least 2 disclosable events. These events include 2 tax liens, alleging that Milon recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on September 09, 2024.

Respondent Milon failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.