Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ejiro Okuma (Okuma), previously associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Okuma recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $9,143,000.00 on June 04, 2025.
Claimant alleges registered representative took control of Claimant’s accounts converting funds to systemically enrich himself and a family member.