Ef Hutton LLC

There are Recent Customer Complaints with Broker Keith Dagostino in Firm Ef Hutton LLC

December 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 28, 2025.

Client alleges unsuitable investments.

There are Recent Customer Complaints with Broker Keith Dagostino in Firm Ef Hutton LLC

May 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $400,000.00 on March 28, 2025.

Time frame: Unspecified. Claimants allege unsuitable investments.

Broker Keith Dagostino in Ef Hutton LLC Firm Has Customer Complaint

March 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 11, 2025.

Time frame: Unspecified. Claimant alleges unsuitable investments, breach of contract, breach of fiduciary duty and negligence.

Broker Keith Dagostino in Ef Hutton LLC Firm Has Customer Complaint

March 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Keith Dagostino (Dagostino), previously associated with Ef Hutton LLC, has at least 15 disclosable events. These events include 15 customer complaints, alleging that Dagostino recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 14, 2025.

Time frame: Unspecified. Claimant alleges unsuitable investments, breach of contract, and breach of fiduciary duty.