Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Hindman (Hindman), previously associated with Intervest International Equities Corporation, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hindman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $250,000.00 on December 08, 2023.
Claimant alleges Breach of Fiduciary duty and negligence, Failure to supervise, Material omissions, Breaches of contract and inadequate due diligence.