Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Fredericks (Fredericks), currently associated with Equitable Advisors, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fredericks recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on March 31, 2025.
Clients allege RR Fredericks made unsuitable investment recommendations and executed unauthorized trades in their IRA accounts.