Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Barrett (Barrett), previously associated with Oneamerica Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barrett recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 09, 2023.
The customer alleges the real estate investment trust product recommended to him was inappropriate based upon the nature of the product itself and the customer’s financial needs and objectives at the time the recommendation was made.