Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eduardo Zeiter (Zeiter), currently associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zeiter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on October 13, 2020.
Plaintiff alleges that Prudential wrongfully denied her $1 million claim for death benefits. She also alleges that her AFS advisor was negligent in procuring the Prudential policy and is liable for the negligent completion and submission the application on behalf of the insured.