Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eduardo Sotomayor Alamo (Sotomayor Alamo), currently associated with Pariter Securities, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Sotomayor Alamo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on November 27, 2023.
Claimant claims breach of fiduciary duty, breach of contract, failure to diversify, failure to supervise.