Securities Lawyers Blog
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Dustin Smith (Smith), currently employed by Citizens Securities, INC. has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Smith’s most recent customer complaint alleges that Smith recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $2,000,000.00 on December 02, 2025.
Claimants contend that Respondents invested the entirety of their retirement assets in illiquid structured notes.