Articles Tagged with Drew Peacock

Broker Drew Peacock in Ameriprise Financial Services, LLC Firm Has Customer Complaint

December 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Peacock (Peacock), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Peacock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $45,000.00 on November 11, 2025.

Claimant alleges that in January and February 2023, advisor Peacock recommended she purchase Activision Blizzard bonds with interest rates of 1.35% and 2.5%, and maturities in 2030 and 2050. Claimant further alleges that the bonds were unsuitable, risky, and in significant concentrations in the Claimant\\u2019s portfolio.

There are Recent Customer Complaints with Broker Drew Peacock in Firm Ameriprise Financial Services, LLC

February 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Peacock (Peacock), previously associated with Ameriprise Financial Services, LLC, has at least 5 disclosable events. These events include 5 customer complaints, alleging that Peacock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $132,163.68 on November 12, 2024.

The clients verbally alleged incorrect information was provided by the representative on bond purchases completed in january and february of 2023.