Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Drew Nickle (Nickle), currently associated with Truist Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Nickle recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on January 06, 2024.
Client alleges the representative failed to follow instructions regarding placing an equity trade on November 20, 2023.