Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donna Desanctis (Desanctis), previously associated with Ameriprise Financial Services, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Desanctis recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $16,549.14 on December 19, 2025.
The client alleged that the rider fees for his RiverSource variable annuities were misrepresented over the last 10 years and unsuitable for a senior investor.