Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Wallace (Wallace), previously associated with D.h. Hill Securities, Lllp, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wallace recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on April 16, 2024.
Customer was a client beginning March 2019. Claim alleges unsuitable recommendation, negligence, and breach of contract.