Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Peabody (Peabody), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Peabody recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on July 02, 2024.
Per UMPQUA Investments, Inc. filing, claimant alleges Peabody made unsuitable investment recommendations concerning a real estate investment.