Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Kowalsky (Kowalsky), previously associated with Cambridge Investment Research, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kowalsky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $52,000.00 on December 03, 2021.
The Statement of Claim alleges the financial professional made unsuitable recommendations of illiquid and risky REITS.