Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Gunn (Gunn), currently associated with International Assets Advisory, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gunn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on March 16, 2021.
Negligence, violation of florida’s securities and investor protection act, common law fraud, etc. Regarding purchase of gpb products.