Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Abaunza (Abaunza), currently associated with Cetera Investment Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Abaunza recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,000.00 on January 06, 2026.
Clients alleged they understood the advisory fees to be 1% for their three accounts; however, they were charged fees in excess of that amount from the inception of the accounts.