Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devlin Dwyer (Dwyer), currently associated with Patrick Capital Markets, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Dwyer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on November 12, 2025.
Claimants were introduced to Representative from Claimants’ CPA/tax adviser. CPA requested Representative registered with Respondent provide information on particular investment strategy to Claimants. Claimants allege that Representative and/or Respondent made unsuitable recommendations, made materially false statements to Claimants, breach of contract, breach of fiduciary duty, negligence, and negligent supervision by Respondent. No specific offerings or named products in which Claimants experienced losses were identified in the claim, nor were any damages specified.