Articles Tagged with Delta Securities Company

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Casterline (Casterline), previously associated with Delta Securities Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Casterline recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on January 23, 2024.

Sean Casterline was named in a customer complaint that asserted the following causes of action: breach of contract and warranties, promissory estoppel, violation of fraud and state securities statutes, and the deceptive trade practices act (DTPA) breach of fiduciary duty.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sean Casterline (Casterline), previously associated with Delta Securities Company, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Casterline recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on November 14, 2023.

Breach of contract, violation of State Securities Statues, Vicarious Liability.