Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deborah Stackpole (Stackpole), currently associated with Stonecrest Capital Markets, INC., has at least one disclosable event. These events include one customer complaint, alleging that Stackpole recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $390,000.00 on February 28, 2024.
The customer filed an arbitration claiming unsuitable recommendations related to two investments a corporate and an REIT.