Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Deborah Jackman (Jackman), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging that Jackman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on February 29, 2024.
Petitioner, the stepson and successor personal representative of his stepmother’s estate, alleges that Ms. Jackman exerted undue influence over the decedent, embezzled and alienated decedent’s property, and financially exploited the decedent.