Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dean Cudworth (Cudworth), currently associated with Cetera Advisors LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cudworth recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,402.00 on October 25, 2021.
The representative failed to invest the product properly and misrepresentation.