Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dax Weindorf (Weindorf), currently associated with the Leaders Group, INC., has at least one disclosable event. These events include one customer complaint, alleging that Weindorf recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on June 09, 2025.
Customer alleges that REIT investments recommended by RR were unsuitable.