Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Davin Carey (Carey), currently associated with Avantax Investment Services, INC., has at least one disclosable event. These events include one customer complaint, alleging that Carey recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $125,000.00 on April 16, 2024.
Customers alleged the representative recommended an unsuitable investment.