Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Ridenour (Ridenour), previously associated with Bok Financial Securities, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ridenour recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $21,000.00 on March 29, 2023.
Customer verbally complained that the financial advisor represented that her full investment would be returned after 5 years. However, the issuer declared bankruptcy and the invested funds were lost. (12/12/2014 – 3/29/2023)